Module 2: Environmental Policy and Planning (Notes)

A policy is a set of principles or rules to guide decisions and achieve rational outcomes. 

The National Environmental Policy is a set of principles and objectives for an integrated and multi sectorial approach addressing the totality of the environment

It covers the following areas

Improvement of natural resources management through research &technology;

Pursuing an environmental management goal through natural resources management

Preserving a clean and healthy environment 

Solving problems of environmental degradation  and pollution. 

The objectives of the National Environmental Policy are

To ensure sustainable and equitable use of resources without degrading the environment

To prevent and control degradation of land, water, vegetation, and air which constitute the essential life support systems; 

To conserve and enhance natural and man-made heritage, including the biological diversity of the unique ecosystems of Tanzania

To improve the condition and productivity of degraded areas including rural and urban settlements

To raise public awareness

To promote individual and community participation 

To promote international cooperation.

The Act

The national environmental management act of Tanzania is among the public policy  which seeks among other things

To integrate the environmental policy and the conservation strategy into the planning process

To involve stakeholders in environmental management

To promote environmental education and public awareness

To promote research and technology initiatives

To evolve and strengthen a national environmental information system

To promote environmental impact assessments

To guide the development of environmental legislation framework  

To prepare a long term investment plan to address major environmental concerns.

The Policy context

Since it is often difficult to define the boundaries of the policy context relating to particular issues 

Here there is a brief analysis of the most obvious linkages that can help us to put specific policies in the  context and understand the processes that might be involved in policy change

a) An assessment of those policies which are immediately relevant to a particular set of concerns 

b) An analysis of the formal mechanisms which generate policy

c) An analysis of the informal mechanisms that generate policy

d) The mechanisms envisaged for the implementation of those policies

e) The ways in which feedback about policy implementation and the impacts of policy reach policy makers and influence future policy processes

f) A comparison of policies across areas, sectors and levels in order to identify possible areas of linkage, harmonization and policy conflict

All these can be done  through the following  criteria 

- Transparency

- Accountability

- Contracts

- Choice

- Effective feedback 

- The legal framework to be understood

- The working rules, 

- The collective choice rules 

- The constitutional rules 

Issues that can be considered when assessing the legal framework include

The coverage of legal documents

How the rules “perform” or satisfy the needs

The extent to which the framework includes rules regarding the governance

Mechanisms in place that regulate environmental issues

The extent to which national legislation is harmonized with international norms and regulations.

Analyzing resources and incentive structures

Appropriate resource and incentive structures should

Foster good management

Encourage the efficient, equitable and sustainable use of resources

Ensure the production and distribution of appropriate goods and services

Encourage investment that reduces vulnerability to shocks such as natural disasters.

The mechanisms that need to be analyzed include

Investment policies

Public sector incentives, 

Private sector promotion measures

Cost recovery and pricing policies, 

Investment appraisal tools

Principles of environmental policy

i. Goals

Secure an environment, as humans need it for health and existence,

Protection of air, water, soil, plants and animals from unfavorable effects of human interferences,

Removal of damage or disadvantages from human interferences into the environment.

ii. Principles

Precautionary Principle

The polluter pays principle

The principle of Common but Differentiated Responsibility (CBDR)

International cooperation principle

Intergenerational equity principle 

Intra generational equity principle

The principle of eco-system integrity

The principle of public participation in the development of policies

Principle of access to justice

Those who are poor and hungry will often destroy their immediate environment in order to survive. The cumulative effect of these changes is so far-reaching as to make poverty itself a major global scourge (The Brundtland Commission, 1987) 

Policy Formulation and the Role of Government

Dimensions of policy 

Policy as a label for a particular field of activity

Policy as an expression of general purpose

Policy as a specific proposal for solving problems

Policy as a decision of the government

Policy as an entity with authority elements

Policy symbolizes a program

Policy as an output of the actors

Policy as a theory or model

Policy as stands for process

Types of policies

a) Distributive Policies 

b) Regulatory Policies 

c) Private Policies 

d) Administration policies 

Issues affecting public policies in developing countries

- Political influence 

- External aid influence 

- The state of the economy 

- Government Capacity and Legitimacy 

Formulating Environmental Policy

Environmental policy has five steps

i. Agenda setting 

ii. Policy formulation

iii. Policy adoption

iv. Policy Implementation 

v. Policy Evaluation with monitoring at the middle 

Policy processes in Tanzania

Flow of Stages in the Policy Formulation Process in Tanzania

- Minister 

- Principle Secretary 

- Task Force

- Cabinet Secretariat 

- Inter Ministerial Technical Committee

- Cabinet 

Policy implementation

Policy implementation refers to the transformation of policy choices or programmes into operational measures.

Consideration of the practical aspects of policy implementation is a critical part of the policy process

This is done through the Involvement of stakeholders.

However, this may be preceded by a Baseline surveys as a strategy to provide the required details to guide smooth implementation of the policy

Policy monitoring and evaluation

Policy monitoring and evaluation is another important component of policy process that follows after formulating and implementing a policy.

This evaluates the outcomes of the implementation process, and shows the relationship that exists between policies and their impacts

The role of participation in policy making

Participation is an important part of policy making.

This implies that for the mainstreaming of social inclusion to be effective, a key element is the involvement of all relevant actors at each stage of the policy cycle.

Types of participation in Policy process

a) Consultation

b) Participation 

c) Co-decision making

Models in policy formulation 

1. The rational comprehensive model

2. The incremental model

3. The systems model 

Characteristics of a good policy

- There is public support

- Policies are just

- Sound decisions are backed by solid analysis

- Policies are relevant

- Policies can be implemented

- Results are monitored

Environmental policy experiences from Africa countries around the world are pursuing environmental management at various levels and employing a range of strategies. 

However, environmental policy in developing countries remains largely incoherent

because poverty and socioeconomic needs that seen as more pressing than the need for environmental controls

Below are case studies

Environmental policy in Botswana 

The current environmental policy of the Republic of Botswana pays most attention to the utilization of the land and the needs of livestock

The social and cultural impacts of the population on the environment have been left outside the  policy

Major Environmental Problems 

Growing pressure on water resources, resulting from increases in population

Degradation of range pastures resources

Depletion of wood resources both in commercial harvest and domestic fuel 

Over use or exploitation of some veld products 

Pollution of air, water, soil and vegetation resources

Environmental Policy contents

The conservation of all main ecosystems 

The protection of endangered species 

The maintenance of stocks of renewable resources 

The maintenance of stocks of renewable resources 

The distribution of incomes and rewards more equitably 

The cost effective restoration of degraded renewable natural resources

The prevention and control of pollution

Environmental Policy in Zambia

Zambia has a relatively long history of natural resources conservation and environmental management.

Before the colonial era, traditional leaders  exercised control over harvesting of trees, hunting of wildlife and catching of fish leading that might have led to over fishing.

Important steps in the management of her environment and resources

The National Conservation Strategy (NCS), 1985

The Environmental Protection and Pollution Control Act, 1990

The creation of the Environmental Council of Zambia , in 1991 

The creation of a Ministry to coordinate environmental matters, in 1992 

The National Environmental Action Plan (NEAP) of 1994 

The National Biological Diversity Strategy and Action Plan 1998

The National Forestry Policy

The National Policy on Environment

Ghana Environmental Policy

Drawing on International Development Association (IDA) resources and technical assistance since 2008 and support from other development partners, Ghana now has a well established environmental policy framework

After three years of policy reforms and institutional capacity building, important results include:

In forestry, a log tracking system to verify the legal origin of timber exports is being piloted starting in 2010 by four large timber companies.

In support of improved transparency, bi-annual revenue disbursement reports are disseminated to the public within 30 days of publication by Forestry Commission.

In the mining sector, “Social Responsibility Guidelines for Mining Companies in Mining Communities” were prepared

A draft Strategic Environmental Assessment on oil and gas has been developed for consultation..

National environmental policy in Zimbabwe

Zimbabwe's National Environmental Policy is closely linked to its overall development policy and plans

The country is relatively well endowed with natural resources (forest, agricultural lands, livestock, water resources, wildlife and minerals)

The problems associated with the management of these resources are: overgrazing, deforestation and soil erosion, degradation, land shortage and overgrazing.

However, Zimbabwe is one of the leading countries in Africa in terms of work on the environment

The country's rich wildlife resources have been well managed

Urban sanitation is adequate

Environmentally sensitive areas have been designed and gazetted as national parks and forest reserves.

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